Regulatory Controls Implementation Specialist in Belfast

Morgan McKinley is looking for an Regulatory Controls Implementation Specialist in Belfast

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Job description

Regulatory Controls Implementation Specialist

Rate: | Fixed-Term Contract | Rate: £480 (Umbrella)

Key Responsibilities:

Review, investigate, understand, and categorise exceptions and transactions evaluated by new systematic regulatory controls to identify opportunities for control enhancement, including automation initiatives.
Develop training materials and documentation, including desktop procedures, to support the transition of new control frameworks to the business-as-usual (BAU) team.
Highlight thematic issues identified through review of exceptions and data issues to control owners, identifying opportunities to refine controls and reduce false positives.
Write requirements for technology enhancements to improve control efficacy and collaborate with tech teams to implement, test, and deliver changes.
Present data on control outcomes to control leads in a clear and actionable manner.
Assist in preparation of governance metrics and presentation decks.

Experience:

Proven track record in delivering regulatory change within financial markets, leading or participating in multi-asset class and multi-jurisdictional initiatives such as Dodd-Frank, EMIR, MiFID II/R, UMR, or US Bank Regulations.
Experience in designing, implementing, and running first line of defense (1LOD) regulatory controls with strong focus on documentation and record-keeping.
Change-oriented mindset with experience in exploratory work, identifying opportunities to automate processes and achieve efficiencies.
Hands-on experience in end-to-end execution, control design, and reporting for at least two asset classes within financial markets.

Skills and Competencies:

Exceptional analytical and problem-solving skills with meticulous attention to detail.
Strong interpersonal skills, including influencing and collaborating across trading, support, infrastructure, and control functions in multiple jurisdictions.
Excellent verbal and written communication skills, able to communicate complex issues effectively to colleagues and stakeholders.
Confident engagement with relevant stakeholders including trading teams, middle office, operations, technology teams, and risk & control functions.
Strong presentation skills, including creating and delivering materials for senior stakeholders.
Proficient in Microsoft Office, especially Excel and PowerPoint; adept at managing large datasets to draw conclusions, make recommendations, and follow through to delivery.
Ability to independently draft SQL queries to extract and analyze data.

Belfast | Accountancy jobs | Part-time jobs | Secondary School

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