Compliance Monitoring Officer (FTC) in City of London
Investigo is looking for an Compliance Monitoring Officer (FTC) in City of London
Job description
Seeking a Senior Compliance Monitoring Analyst to oversee compliance monitoring, conduct reviews, and report findings. Ideal candidates will have regulatory knowledge, strong communication skills, and experience in similar roles.
It is a 6 months contract and will require to work in office 3 times a week.
Responsibilities:
- Manage and deliver compliance monitoring activities.
- Define review scopes and testing methodologies.
- Perform comprehensive compliance reviews across business divisions.
- Identify and assess potential risks.
- Draft detailed reports for management and stakeholders.
- Monitor compliance progress and report to management.
Requirements:
- Immediately available.
- Experience in wholesale, retail, or professional services firms.
- Familiarity with regulations like COBS, CASS, SYSC, MAR, MiFID II, and others.
- Proven experience in report writing.
Extra information
- Status
- Open
- Education Level
- Secondary School
- Location
- City of London
- Type of Contract
- Part-time jobs
- Published at
- 08-07-2025
- Profession type
- Accountancy
- Full UK/EU driving license preferred
- No
- Car Preferred
- No
- Must be eligible to work in the EU
- No
- Cover Letter Required
- No
- Languages
- English
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