Regulatory Officer in City of London

Allen Lane is looking for an Regulatory Officer in City of London

Apply directly

Job description

Job Title: Regulatory Officer (Authorisations)

Salary: £40,000

Working arrangements: Predominantly home working

Contract: 12 month FTC

Key responsibilities:

Ensuring authorisation applications are managed, prioritised and assessed within the regulatory and KPI timescales
Applying a risk-based analysis throughout the process to produce robust and consistent authorisation decisions
Dealing with telephone or email queries relating to authorisation activity in line with performance targets
Identifying information requirements to facilitate robust reporting.
Handle queries, responding where appropriate in line with relevant policies
Undertaking any other reasonable tasks at the request of the Head of Authorisations and/or the Authorisations Manager (Waivers and Exemptions)

Essential criteria:

Degree or equivalent work experience
Experience operating within a regulatory regime
Solid experience of applying a decision-making framework
Good experience of analysing information and taking decisions against defined criteria
Demonstrable experience of prioritising work effectively in a periodically pressured environment and with limited supervision
Demonstrable experience of risk awareness
Good experience of databases
Good understanding of regulation and supervision

Part-time jobs | Secondary School

Apply directly