Compliance and Advice Officer in Bath

Job description

Compliance and Advice Officer

Join a collaborative and trusted Compliance team that partners closely with business stakeholders to guide regulatory direction and foster a culture of integrity. In this hybrid role, you’ll bring both technical know-how and sound judgment to a varied compliance position, supporting both internal initiatives and external client-facing activity.

Role Overview:

• Location: Bath (hybrid working)
• Package: Competitive salary + excellent benefits + ongoing training
• Industry: Financial Services / Investments

What You’ll Be Doing:

• Supporting stakeholders on regulatory policies, procedures, and process guidance
• Advising on how regulatory changes impact client journeys, from onboarding to implementation
• Helping shape and maintain internal SOPs in response to evolving regulations
• Providing compliance insight across risk reviews, breach management, and remediation projects
• Handling regulatory queries from teams across the business and liaising with clients as needed
• Monitoring industry developments to ensure the business remains compliant and ahead of change
• Working with senior leaders to report on compliance status, issues, and recommendations
• Contributing to the design and delivery of compliance training and awareness initiatives
• Supporting audits and reviews, identifying risks, and contributing to continuous improvement
• Managing documentation of all compliance decisions and advisory activity

Main Skills Needed:

• Strong knowledge of Pensions, Retail Investments, and FCA regulations
• Hands-on experience interpreting regulations and updating policies and SOPs accordingly
• Skilled in stakeholder engagement and comfortable advising at all levels
• Familiarity with Consumer Duty and related compliance obligations
• Working understanding of ISAs, pensions, and investment products
• Clear communicator with strong attention to detail and analytical ability

What’s in It for You:

• Join a well-regarded compliance team at the heart of a growing financial services business
• Flex your advisory skills across a mix of projects, BAU, and client interactions
• Hybrid working and flexibility to suit your lifestyle
• Continuous learning, with investment in your development and training
• Inclusive and ethical culture with a strong emphasis on collaboration

If you bring the spark, we’ll give you the platform.

We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, colour, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

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Extra information

Status

Open

Education Level

Secondary School

Location

Bath

Type of Contract

Part-time jobs

Published at

13-08-2025

Profession type

Accountancy

Full UK/EU driving license preferred

No

Car Preferred

No

Must be eligible to work in the EU

No

Cover Letter Required

No

Languages

English