Head of Legal Compliance in Harrow

Job description

Compliance and Financial Crime:

•Responsible for developing and maintaining Compliance culture within the Bank.

• Create, review and update Compliance policies and procedures in line with regulatory

guidelines.

• Programme for Compliance Training and competency development.

• Horizon Scanning and mapping of regulations with relevant business and operations.

• Create, review and update of policies and procedures pertaining to Financial Crime

areas including KYC, AML, Sanctions, ABC and Fraud.

• MLRO Report covering Enterprise-Wide Financial Crime Risk Assessment and oversight

plan.

• Developing a risk-based Compliance Monitoring Plan (CMP).

• Implementation and review of CMP across departments and branches.

• Follow up on action points emanating from Compliance Oversight Reviews.

• Periodic reporting of KRIs and KPIs to Board Risk Committee / Group Compliance.

• Liaising with internal and external stakeholders including regulators.

• Maintain and update management responsibilities map.

• Oversight of frauds, including pursuing legal / criminal action.

• Periodical oversight of product features / policies / procedures to ensure adherence to

regulatory requirements.

• Review marketing initiatives / campaigns to ensure adherence to regulatory

requirements.

• Accountability and responsibility from all functionaries of Legal & Compliance

department and to ensure that appropriate mechanism is put in place for these to be

duly accounted for in performance reviews of concerned employee and

• Mapping of competencies, identification of gaps in skillsets / knowledge and arranging

training to address gaps identified.

Legal:

• Review of legal agreements.

• Legal advice through internal and external sources.

• Maintaining external panel of solicitors; and manage litigations

Extra information

Status

Open

Education Level

Secondary School

Location

Harrow

Type of Contract

Part-time jobs

Published at

09-10-2025

Profession type

Accountancy

Full UK/EU driving license preferred

No

Car Preferred

No

Must be eligible to work in the EU

No

Cover Letter Required

No

Languages

English