Investment Compliance Specialist in London Area

Job description

Investment Compliance Specialist

• 80k-120k base + strong bonus depending on experience level
• 3 days in office 2 from home

Are you ready to shape the future of investment operations compliance? My client is seeking a driven Investment Operations Compliance Specialist to join their growing Investment Operations team. This newly established role plays a pivotal part in building and overseeing compliance controls across both pre-trade and post-trade activities, ensuring our portfolios operate within regulatory requirements, internal guidelines, and risk appetite.

What You’ll Do

• Conduct pre- and post-trade compliance monitoring across all investment portfolios.
• Identify, investigate, and escalate compliance breaches working closely with Investment, Risk, and other key stakeholders.
• Ensure ongoing alignment of investment portfolios with regulatory obligations and internal policies.
• Help develop, test, and enhance compliance rules and systems on the Aladdin investment platform.
• Support the implementation of operational and risk control frameworks and contribute to audit and documentation processes.

What You’ll Bring

• Proven experience coding and testing complex rules on Aladdin (essential).
• Proven Investment/Portfolio Compliance experience
• Strong analytical and data-handling skills, with a meticulous eye for detail.
• Solid understanding of regulatory frameworks, portfolio structures, and trade lifecycle processes.
• Experience working in a middle office or trade support function collaborating with Compliance, Risk, and Investment teams.
• Familiarity with both public and private asset data attributes, and ideally some exposure to derivative products.
• Excellent communication, organisation, and influencing skills.
• A proactive mindset and the ability to manage multiple priorities in a fast-paced environment.

Extra information

Status

Open

Education Level

Secondary School

Location

London Area

Type of Contract

Part-time jobs

Published at

01-11-2025

Profession type

Accountancy

Full UK/EU driving license preferred

No

Car Preferred

No

Must be eligible to work in the EU

No

Cover Letter Required

No

Languages

English