Interim Head of Compliance (SMF16) 6-Month FTC | Bank in London Area

Investigo is looking for an Interim Head of Compliance (SMF16) 6-Month FTC | Bank in London Area

Job description

A hands-on interim Head of Compliance role (SMF16) within a small, flat-structured bank, responsible for leading regulatory compliance oversight and supporting the CRO across all governance and control matters.


Responsibilities:

  • Act as SMF16, overseeing the bank’s compliance framework and ensuring adherence to FCA and PRA requirements.
  • Provide regulatory advice and guidance to the CRO, Board, and senior management.
  • Maintain and enhance compliance monitoring and control frameworks.
  • Lead regulatory horizon scanning and ensure timely implementation of new rules and policies.
  • Manage compliance reporting, MI, and escalation of key risks to governance committees.
  • Support training and awareness across the business, promoting a strong compliance culture.


Requirements:

  • Proven experience as SMF16 (or Deputy) within a UK-regulated banking environment.
  • Strong technical understanding of FCA and PRA regulations.
  • Hands-on approach with willingness to engage in both strategic and operational tasks.
  • Excellent stakeholder management and communication skills.
  • Immediately available or on short notice for a 6-month FTC.

Extra information

Status
Open
Education Level
Secondary School
Location
London Area
Type of Contract
Part-time jobs
Published at
25-10-2025
Full UK/EU driving license preferred
No
Car Preferred
No
Must be eligible to work in the EU
No
Cover Letter Required
No
Languages
English

Part-time jobs | Secondary School

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