Compliance Monitoring/ Reviews FTC in London Area

Job description

Compliance Monitoring/ Reviews

6-Month FTC

£85k–£100k base salary pro rata

I’m working with a leading global financial institution seeking a Compliance professional to join their Compliance function on a 6-month Fixed-Term Contract, with potential for extension(s).

Key Responsibilities:

• Lead and deliver thematic reviews across multiple business lines, including product governance, best execution and MAR.
• Lead on Compliance Monitoring matters across their IB practice.
• Advise senior stakeholders on findings, risks, and remediation strategies.
• Collaborate across Risk, Compliance, and Audit to strengthen control frameworks.
• Prepare high-quality reports and briefings for senior management and committees.

What We’re Looking For:

• Strong background in compliance monitoring and thematic reviews within investment banking/ capital markets.
• Solid understanding of UK regulatory requirements (FCA, PRA, SMCR, etc.).
• Excellent stakeholder management and communication skills.

If you’re interested, please DM me or email sam.vale@blackswangroup.com for a confidential discussion.

Extra information

Status

Open

Education Level

Secondary School

Location

London Area

Type of Contract

Part-time jobs

Published at

06-11-2025

Profession type

Accountancy

Full UK/EU driving license preferred

No

Car Preferred

No

Must be eligible to work in the EU

No

Cover Letter Required

No

Languages

English