Head of Compliance in London Area

Job description

THE COMPANY:

Our client is a leading provider of services supporting emerging fund managers and investment firms.

THE RESPONSIBILITIES:

Compliance and MLRO responsibilities:

• Monitoring;
• ICARA;
• SYSC and MLRO reports;
• Supervise KYC;

Work with COO to develop and implement control systems

Financial Promotions for Funds and Clients.

Funds:

• Obligations under fund agreements;
• Onboarding Committee.

Client Reviews:

• Interim;
• Final.

Marketing:

• Pipeline development.

EXPERIENCE REQUIRED:

• Candidates must have Appointed Representative experience
• Fund/Asset management background
• This will be a key hire for someone to develop the company’s systems, business and profitability.

For further information please contact Duncan Jeffery

Extra information

Status

Open

Education Level

Secondary School

Location

London Area

Type of Contract

Part-time jobs

Published at

10-12-2025

Profession type

Accountancy

Full UK/EU driving license preferred

No

Car Preferred

No

Must be eligible to work in the EU

No

Cover Letter Required

No

Languages

English