Compliance Officer

Job description

Compliance Officer - London

About Coolabah Capital Investments (CCI)

Coolabah Capital Investments (CCI) is a leading global fixed-income investment manager overseeing more than US$11 billion in assets. We specialise in generating alpha through security-specific investments, leveraging quantitative proprietary modelling and fundamental credit research. Our team of over 55 professionals is based across London, Miami, Sydney, Melbourne, and Auckland.

The Opportunity

We are seeking a Compliance Officer to join our London office on a permanent, full-time basis. Reporting to the Global Chief Risk Officer (CRO), this role suits someone with 3–5 years of experience looking to build a long-term buy-side career in CCI’s Global Risk & Compliance (R&C) Team.

The position focuses primarily on UK and EU regulatory frameworks, with the opportunity to gain global, multi-jurisdictional exposure. Over time, the successful candidate will also develop expertise in buy-side risk analytics given the reliance Coolabah places on quantitative data science.

This position is ideal for a candidate who already possesses requisite experience covering:

• The Investment Firms Prudential Regime (IFPR).
• The FCA's RegData and Connect systems using data science routines.
• The regulatory regime under the Central Bank of Ireland (CBI).
• Global compliance and related finance duties working closely with the CRO, CFO and Regional Compliance Managers.

Key Responsibilities

• Support the operation of approved UK and EU compliance programs within CCI Group’s governance framework.
• Manage IFPR, RegData, Connect and CBI work streams for the CRO and CFO functions whilst optimising existing data routines.
• Ensure timely submissions of UK/EU filings to regulators and certificates to stakeholders.
• Support the regional Compliance Managers in the investigation and remediation of exceptions and/or breaches in line with UK, EU, and Group policies.
• Support the regional Compliance Managers in maintaining regulatory and legal registrations, compliance calendars, and risk registers for the UK and EU.
• Collaborate with Data Science, Finance, Legal, Portfolio Management & Trading, Operations and Research.
• Assist with global KYC and AML/CTF processes, including onboarding reviews.
• Maintain the UK and EU asset register and assist the Group AML-CTF Officer.
• Support EMIR, SFTR, and MiFIR/MiFID II transaction reporting workflows.
• Uphold CCI’s global compliance and risk standards as part of the Finance, Risk, Operations, and Tech (IT) team.

About You

We’re looking for a motivated and detail-oriented professional with:

• Mid-level experience in a compliance role, with relevant qualifications and registrations.
• Working knowledge of UK and EU regulatory regimes, ideally with exposure to IFPR, EMIR reporting, SFTR reporting, and MiFIR/MiFID II transaction reporting.
• Experience with the FCA's RegData and Connect functions are both essential and a must have skill.
• Experience across compliance obligations, governance, and internal audit processes.
• Strong communication and analytical skills, with the ability to problem-solve and prioritise effectively.
• A collaborative approach, with confidence in working alongside portfolio managers, traders, data scientists, research and distribution.
• A proactive, autonomous work style and strong attention to detail.
• Candidates from both buy-side and sell-side backgrounds are welcome to apply.

Ongoing training and professional development will be provided to support your growth into a regional subject matter expert. CCI values in-office collaboration and we expect team members to work onsite five days a week.

What We Offer

• Competitive market-based remuneration with access to the firm’s bonus pool.
• Equity participation opportunities over time.
• A challenging yet rewarding environment, offering global exposure and meaningful responsibility over time.
• Join a high-performing global team and contribute directly to CCI’s continued success.

No recruiters, please.

Extra information

Status

Open

Education Level

Secondary School

Location

City Of London

Type of Contract

Part-time jobs

Published at

22-12-2025

Profession type

Accountancy

Full UK/EU driving license preferred

No

Car Preferred

No

Must be eligible to work in the EU

No

Cover Letter Required

No

Languages

English