T&C Supervisor (Financial Advice)

Job description

T&C Supervisor (Contract) – FCA Regulated Financial Services

Location: UK wide (remote / hybrid depending on region)

Contract: Contract / Interim

Day rate: Competitive, dependent on experience (OUTSIDE IR35)

Start: ASAP / Flexible

Our client is seeking an experienced Training & Competence Supervisor to support advisers across its national network on a contract basis. This is a high-impact role within a regulated advice environment, supporting adviser competence, standards, and regulatory outcomes.

The Role

As a T&C Supervisor, you will be responsible for overseeing advisers operating under the FCA Training & Competence regime, ensuring advice standards are met and maintained across the network.

Key responsibilities include:

• Supervising advisers in line with FCA T&C requirements
• Conducting file reviews and suitability assessments
• Supporting advisers through accreditation, sign-off, and ongoing competence
• Providing structured feedback, coaching, and development input
• Escalating risks, breaches, or conduct concerns where appropriate
• Maintaining accurate T&C records and MI
• Working closely with Compliance, Risk, and AR firms

This role suits experienced supervisors who are comfortable operating independently, managing risk, and applying judgement within a regulated framework.

About You

You will likely have:

• Proven experience as a T&C Supervisor within an FCA-regulated advice firm or network
• Strong working knowledge of COBS, FCA conduct rules, and T&C frameworks
• Experience supervising financial advisers (independent or restricted)
• Confidence challenging advice where required, with a balanced and pragmatic approach
• Strong documentation and reporting skills
• Ability to hit the ground running in a contract environment

Desirable but not essential:

• Prior experience within a large network or AR model
• Compliance or risk qualifications (CISI, CII, ICA)
• Background in financial planning, paraplanning, or advice supervision

Why This Role

• Contract flexibility within a well-established national network
• Meaningful regulatory impact rather than tick-box supervision
• Opportunity to work with experienced advisers across varied business models
• Strong infrastructure and support around the T&C framework

Next Steps

For a confidential discussion or to apply, please contact:

Joe Cowell

Director | Capio Recruitment

07720 532815

✉ joe.cowell@capiorecruitment.co.uk

Extra information

Status

Open

Education Level

Secondary School

Location

City of London

Type of Contract

Part-time jobs

Published at

24-12-2025

Profession type

Accountancy

Full UK/EU driving license preferred

No

Car Preferred

No

Must be eligible to work in the EU

No

Cover Letter Required

No

Languages

English