Compliance Associate (12 Month FTC)

Rutherford is looking for a Compliance Associate (12 Month FTC)

Job description

We are supporting a boutique investment bank with the hiring of an experienced compliance associate who will become an integral part of the team in London.


This role would initially be on a 12 months FTC, however there is a possibility for it to go permanent for the right candidate.


The role

  • Deliver compliance monitoring and identify control gaps, driving remediation
  • Review personal account dealing, gifts and hospitality, and outside business activity requests
  • Manage regulatory onboarding and annual certification processes
  • Prepare and submit regulatory reports, ensuring accuracy and timeliness
  • Conduct KYC/AML client onboarding checks
  • Monitor electronic communications and escalate material concerns
  • Maintain compliance registers and management information
  • Support regulatory change initiatives and compliance system enhancements
  • Deliver compliance training and manage ad hoc advisory matters


About You

  • 2+ years in a generalist compliance role
  • Proficient with system enhancements and implementations
  • Highly organised with excellent communication skills

Extra information

Status
Open
Education Level
Secondary School
Location
London Area
Type of Contract
Full-time jobs
Published at
21-03-2026
Profession type
Accountancy
Full UK/EU driving license preferred
No
Car Preferred
No
Must be eligible to work in the EU
No
Cover Letter Required
No
Languages
English

Accountancy jobs | Full-time jobs | Secondary School

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