Job description
Compliance Manager – Mortgage Services – Full or Part TimeEmployer:
Anderson Recruitment Ltd
Location:
Pay:
Salary not specified.
Contract Type:
Permanent
Hours:
Full time
Disability Confident:
No
Closing Date:
22/04/2026
About this jobDue to continued growth, our award-winning Estate Agency client is seeking an Compliance Manager to join their successful Mortgage Services team.
You will be based within their main hub based in Quedgeley, Gloucester.
This is a fantastic opportunity to join a well-established company that prides itself on providing an exceptional service to all its customers They are seeking an experienced and detail-oriented individual to play a pivotal role in safeguarding regulatory standards, advice quality, and customer outcomes.
This is a key leadership position responsible for overseeing sales quality monitoring, regulatory reporting, complaints handling, and compliance governance within a fast-paced, target-driven mortgage environment.
Responsibilities
Act as a designated Key Individual for regulatory control functions, ensuring the business meets FCA regulatory standards and network requirements
Monitor and report on Advisor Incentives, ensuring structures align with regulatory expectations
Conduct regular SQR assessments to monitor advice quality, documentation standards, and regulatory adherence
Oversee the Sales Quality Monitoring framework
Oversee the handling of customer complaints in line ensuring fair customer outcomes
Conduct new advisor checks (Sales Quality) to ensure competency and compliance
Perform pipeline & report checking
Produce and analyse weekly and monthly compliance and sales MI, identifying trends, risks, and improvement opportunities
Compile and maintain Performance & Engagement Data ensuring accurate collation and reporting
Manage and monitor the Sweep Up process to ensure incomplete or outstanding compliance items are resolved
Support onboarding of new advisors ensuring CRM processes and compliance checks are correctly implemented
Candidate Attributes
Proven experience in a mortgage compliance or quality assurance role
Experience operating within a mortgage network environment
Understanding of CRM systems and compliance platforms
Highly detail-oriented with strong analytical skills.
Confident communicating with advisors, senior leadership, and external stakeholders
Calm, measured, and solutions-focused under pressure
Hours: Full or part time hours between 9am - 5:30pm, Monday
Friday Salary: Up to £30k (pro rata) profit share bonus, car allowance, free parking and a generous holiday allowance
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Extra information
- Status
- Open
- Education Level
- Secondary School
- Location
- Gloucester
- Type of Contract
- Full-time jobs
- Published at
- 03-04-2026
- Full UK/EU driving license preferred
- No
- Car Preferred
- No
- Must be eligible to work in the EU
- No
- Cover Letter Required
- No
- Languages
- English
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