Job description
Eames Consulting are currently supporting a leading Wealth Manager/Platform looking to appoint a Compliance Advisor on a 12-14 month FTC.
Responsibilities:
- Provide regulatory advice and day-to-day compliance support across the business
- Maintain subject matter expertise in key regulatory areas
- Support delivery of regulatory change, control enhancements, and remediation
- Monitor regulatory developments and produce impact summaries
- Contribute to consultations and policy discussions
- Assist with regulator engagement and correspondence
- Support regulatory reporting and notifications
- Coordinate SM&CR processes (SMF & Certified Persons)
- Contribute to management information on regulatory priorities
Requirements:
- Minimum of 3 years’ experience of working in financial services investment or fund
- management sectors preferably in Compliance or Regulatory roles.
- Compliance advisory at a retail investment firm or pension provider.
Extra information
- Status
- Open
- Education Level
- Secondary School
- Location
- Greater London
- Type of Contract
- Full-time jobs
- Published at
- 08-05-2026
- Profession type
- Accountancy
- Full UK/EU driving license preferred
- No
- Car Preferred
- No
- Must be eligible to work in the EU
- No
- Cover Letter Required
- No
- Languages
- English
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