Compliance Associate

One Ten Associates is looking for a Compliance Associate

Job description

One Ten Associates are partnering with a private debt fund that is looking to hire a Compliance Associate. The role will be based in London, reporting directly into the SMF16/17.


The role will be a generalised compliance role. Responsibilities include:


  • Conduct compliance monitoring reviews in accordance to the compliance monitoring programme (CMP)
  • Review, update and implement compliance policies/procedures
  • Provide compliance/regulatory advice to the business in relation to their regulatory obligations
  • Oversee and manage regulatory reporting/filings
  • Provide oversight and monitor financial promotions, conflicts of interest, gifts & entertainment, code of ethics, etc...


The ideal candidate will have 3-6 years compliance experience, ideally working within asset management industry. An understanding of private markets is advantageous.

Extra information

Status
Open
Education Level
Secondary School
Location
London Area
Type of Contract
Full-time jobs
Published at
22-05-2026
Profession type
Accountancy
Full UK/EU driving license preferred
No
Car Preferred
No
Must be eligible to work in the EU
No
Cover Letter Required
No
Languages
English

Accountancy jobs | Full-time jobs | Secondary School

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