Job description
One Ten Associates are partnering with a private debt fund that is looking to hire a Compliance Associate. The role will be based in London, reporting directly into the SMF16/17.
The role will be a generalised compliance role. Responsibilities include:
- Conduct compliance monitoring reviews in accordance to the compliance monitoring programme (CMP)
- Review, update and implement compliance policies/procedures
- Provide compliance/regulatory advice to the business in relation to their regulatory obligations
- Oversee and manage regulatory reporting/filings
- Provide oversight and monitor financial promotions, conflicts of interest, gifts & entertainment, code of ethics, etc...
The ideal candidate will have 3-6 years compliance experience, ideally working within asset management industry. An understanding of private markets is advantageous.
Extra information
- Status
- Open
- Education Level
- Secondary School
- Location
- London Area
- Type of Contract
- Full-time jobs
- Published at
- 22-05-2026
- Profession type
- Accountancy
- Full UK/EU driving license preferred
- No
- Car Preferred
- No
- Must be eligible to work in the EU
- No
- Cover Letter Required
- No
- Languages
- English
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