Compliance Manager

Job description

COMPLIANCE MANAGER

£65,000 – £75,000 | LTIP SCHEME | LONDON | HYBRID

A rare opportunity to join one of the UK's most innovative and technology-forward financial planning businesses in a newly created Compliance Manager role.

Our client is a fast-growing financial planning business based in London, built around a genuine belief that compliance and technology can work hand in hand to deliver better outcomes for clients and for the business. They are hiring a Compliance Manager to join their growing compliance team alongside a new Head of Compliance, working together to ensure the business operates to the highest regulatory standards, whilst also supporting the firm's ambitious growth plans.

The role:

• Support the Head of Compliance in managing the day-to-day compliance processes across the business
• Ensure the firm's operations remain fully compliant with FCA rules and guidance including Consumer Duty and MiFID II
• Work closely with the wider compliance team and business stakeholders to embed a strong compliance culture
• Contribute to the development and improvement of compliance processes and systems - including the use of technology to drive efficiency
• Support with regulatory reporting, monitoring, and horizon scanning

What we are looking for:

• A compliance professional with solid experience in a financial planning or wealth management environment
• Good working knowledge of FCA regulations including Consumer Duty
• Level 4 DipFS qualified as a minimum
• An interest in technology and a willingness to embrace new ways of working
• Highly organised, detail-focused, and comfortable working in a fast-paced, growing business
• Someone who is excited by the prospect of being part of something different

What is on offer:

• Basic salary of £65,000 to £75,000 depending on experience
• LTIP Scheme
• Hybrid working
• The opportunity to join a forward-thinking business at an exciting point in its growth

Please apply and/or get in touch to find out more.

Nigel James Associates

Connecting talent. Building success.

Extra information

Status

Open

Education Level

Secondary School

Location

City of London

Type of Contract

Full-time jobs

Published at

10-06-2026

Profession type

Accountancy

Full UK/EU driving license preferred

No

Car Preferred

No

Must be eligible to work in the EU

No

Cover Letter Required

No

Languages

English