Compliance Advisory Manager (Wealth)

Broadgate is looking for a Compliance Advisory Manager (Wealth)

Job description

  • Strong working knowledge of the UK regulatory landscape, with particular exposure to AFM and COLL frameworks
  • Confident producing clear, concise regulatory summary reports and presenting findings to key stakeholders
  • Experience contributing to compliance initiatives, projects and thematic reviews — including flowcharts, gap analysis and deep-dive work
  • Proven ability to manage a shared team inbox, ensuring timely triage and that nothing falls through the cracks
  • Diligent approach to maintaining compliance filing systems and ensuring documentation is always audit-ready
  • Experience reviewing scheme changes and associated documentation, including prospectuses and Investment Management Agreements
  • Hands-on oversight of fund documentation including fact sheets and KIID reviews
  • A collaborative team player who can flex to support senior stakeholders as regulatory priorities evolve
  • Proactive, accountable and composed under pressure — someone who takes ownership, communicates openly and gets things done

Extra information

Status
Open
Education Level
Secondary School
Location
London Area
Type of Contract
Full-time jobs
Published at
12-06-2026
Profession type
Management
Full UK/EU driving license preferred
No
Car Preferred
No
Must be eligible to work in the EU
No
Cover Letter Required
No
Languages
English

Management Jobs | Full-time jobs | Secondary School

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