Compliance Administrator

Eames Consulting is looking for a Compliance Administrator

Job description

Eames Consulting are currently supporting a growing Wealth Manager looking to appoint a Compliance Administrator into a growing team.

Responsibilities:

Promote and support client best-interest outcomes in all work.
Comply with all policies and procedures.
Take ownership of individual performance and identify personal development needs.
Provide administrative support to the Firm & Adviser Supervision Team.
Assist colleagues and the wider business by sharing knowledge when required.
Maintain awareness of and comply with all regulatory responsibilities, keeping positive consumer outcomes at the centre of activities.
Undertake continuous professional development (CPD) to maintain and enhance skills and knowledge.
Ensure compliance with data protection requirements and relevant OPGL policies.
Champion and support the delivery of positive client outcomes aligned with the Client Best Interest policy.
Consistently follow company policies, procedures, and governance requirements.

Requirements:

Previous experience in a business administration role (financial services experience preferred).
Confident, methodical, and well organised, with the ability to communicate effectively at all levels and across a range of channels.

Accountancy jobs | Full-time jobs | Secondary School